Chad Patrick Cornell

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Lockport, NY
• 10/2001 → 07/2020
  Investacorp Advisory Services
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America Advisors
  Lockport, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  St. Petersburg, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  St. Petersburg, FL

Previous Registrations

• 2021-07-16 → 2024-06-14
  Securities America Advisors, Inc.
  Lockport, NY

Other Businesses

1. JARTS PROPERTIES, LLC POSITION: MEMBER NATURE: Real estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2015 ADDRESS: 781 DAVISON RD, LOCKPORT NY 14094 DESCRIPTION: the duties of this position are LLC company formed to purchase/hold owned business real property. 2. CORNELL FINANCIAL, INC. POSITION: President NATURE: Cornell Financial, Inc.-Investment Related to the extent that I am the sole owner, Conducted from 781 Davison Road, Lockport NY 14094. The nature of the Outside Business Activity (OBA) that it is aS-corporation established primarily for tax, payroll, staffing and other related business operation necessities of my role as a CERTIFIED FINANCIAL PLANNER(tm) Professional. My position in the organization is president. Start Date-07/11/2014- was the start of the relationship with the other business and 1 hours are devoted to the other business per week and 3 hours are devoted to the other business during securities trading hours per month. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/11/2004 ADDRESS: 781 Davison Road, Lockport NY 14094 DESCRIPTION: Marketing name for client securities and fixed insurance service, sales, consultations. Business management role as well. 3. CHAD P. CORNELL, AGENT/BROKER POSITION: CHAD P. CORNELL, AGENT/BROKER NATURE: LICENSED LIFE, ACCIDENT, HEALTH, ANNUITY, VARIABLE ANNUITY AGENT & BROKER INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1997 ADDRESS: CORNELL FINANCIAL INC, 781 DAVISON RD, LOCKPORT NY 14094 DESCRIPTION: LICENSED LIFE, ACCIDENT, HEALTH, ANNUITY, VARIABLE ANNUITY AGENT & BROKER INVESTMENT-RELATED TO THE EXTENT OF VARIABLE PRODUCT SALES. 4. DBA - Cornell Financial, Inc

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-17
• S63 Uniform Securities Agent State Law Examination
  1997-12-23

Designations

• Certified Financial Planner