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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-15 |
Branch Locations
One Fountain Plz 10Th Flr, Buffalo, NY 14203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Buffalo | NY | 09/2015 | Present |
| M&T Securities | Buffalo | NY | 09/2015 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
1. 6/10/2021 - M&T Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-22 |
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