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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-04 |
Branch Locations
One Fountain Plz 10Th Flr, Buffalo, NY 14203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Cheektowaga | NY | 11/2015 | 01/2018 |
| Foresters Advisory Services Llc | Cheektowaga | NY | 12/2016 | 01/2018 |
| M&T Securities | Buffalo | NY | 01/2018 | 06/2021 |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
1. 04/28/2021 - M&T Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 07/18/2023 - CSL Plasma - Not Investment Related - 1234 Abbott Rd Suite 250, Lackawanna, NY 14218 - Outside/W-2 Employment - Start Date 05/30/2023 - 8 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-07 |
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