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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-14 |
Branch Locations
One Fountain Plz 10Th Flr, Buffalo, NY 14203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Williamsville | NY | 04/1997 | 02/2018 |
| Td Ameritrade, Inc. | Williamsville | NY | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2021 | 10/2025 |
| M&T Bank | Buffalo | NY | 10/2025 | Present |
| Lpl Financial | Buffalo | NY | 10/2025 | Present |
1.10/14/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services - Investment Related - At Reported Business Location (s) - Start Date: 09/26/2025 - 160 Hrs/Mth - 160 Hrs During Trading. 2) 10/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services - Inv. Related- At reported business location(s) - Start Date:09/26/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-23 |
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