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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2003-07-01

Branch Locations

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States

Spring, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc The Woodlands TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc The Woodlands TX 11/2016 Present
Previous Registrations
  • 1999-09-24 → 2003-07-01
    Prudential Equity Group, Llc
    Houston, TX
Other Businesses

BARLOW VENTURES LLC; INV RELATED; CYPRESS, TX; SPECIALTY CONTRACTORS;50% OWNERSHIP; START DATE: 08/27/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | BARLOW SPECIALTY CONTRACTORS LLC; INV RELATED;SPRING,TX; LLC;5% OWNERSHIP; START DATE: 07/13/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-12
S63 Uniform Securities Agent State Law Examination 1998-02-03
  • S65 Uniform Investment Adviser Law Examination
    1998-02-12
  • S63 Uniform Securities Agent State Law Examination
    1998-02-03
Other Names
  • Lindsey Dare Hartman
  • Lindsey Dare Hancock

View on SEC IAPD

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