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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2003 | Present |
| Northwestern Mutual Investment Services, Llc | Fort Dodge | IA | 08/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2.50% OWNERSHIP, LAUINFORD LLC, LEGAL ENTITY, START DATE: 09/17/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAUINFORD LLC IS THE RENTOR OF THE OFFICE SPACE THAT I LEASE FROM THEM TO HOUSE THE PRIMARY LOCATION OF MY BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-27 |
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