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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-15
HI RA APPROVED 1998-03-20
  • TX RA
    APPROVED
    Since 2016-06-15
  • HI RA
    APPROVED
    Since 1998-03-20

Branch Locations

555 South St Ste 106, Honolulu, HI 96813 • United States

555 South St Apt 104, Honolulu, HI 96813 • United States

Honolulu, HI • United States

555 South St Apt 112, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 09/2005 03/2020
Ameriprise Financial Services, Llc Honolulu HI 03/2020 Present
Other Businesses

Real Estate Ownership; BMX zoned Condo Townhouse; 555 South Street Unit 112, , Honolulu, HI, 96813; Not Investment-Related; 09/01/2024 / Multi-Family; 1725 Marques St, , Honolulu, HI, 96822; Not Investment-Related; 12/01/2017 / BMX zoned Condo Townhouse; 555 South Street Unit 104, , Honolulu, HI, 96813; Not Investment-Related; 01/01/2018. Business Ownership; Blessings to Come - Kakaako, LLC; Co-owner; Real Estate; 98-99 UAO PLACE, , AIEA, HI, 96701-5000; Not Investment-Related; 08/25/2024; 0 hours per month; 0 during trading hours. Board of Directors; Kamehameha Lions Club Foundation; Director; c/o 1515 Nuuanu Avenue #32, , Honolulu, HI, 96817; Not Investment-Related; 01/15/2008; 1 to 9 hours per month; 0 during trading hours / Ho`ea - the Foundation; Director; 1725 Marques St., , Honolulu, HI, 96822; Not Investment-Related; 09/12/2016; 1 to 9 hours per month; 0 during trading hours / AOUO of Keauhou Place; Director; 555 South Street, , Honolulu, HI, 96813; Not Investment-Related; 05/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-14
  • S63 Uniform Securities Agent State Law Examination
    1998-01-14
Designations

View on SEC IAPD

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