Nick Anthony Torres

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Hochman Cohen Torres Llp
  San Diego, CA
• 03/2010 → 09/2018
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 09/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 09/2018 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2012-07-02 → 2018-09-25
  First Allied Advisory Services, Inc.
  San Diego, CA
• 2010-03-09 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA
• 2004-11-23 → 2010-03-10
  1St Global Advisors Inc
  San Diego, CA
• 2003-12-02 → 2004-11-23
  Mony Securities Corporation
  San Diego, CA
• 2001-06-15 → 2003-12-02
  Trusted Securities Advisors Corp.
  San Diego, CA

Other Businesses

1) 9/25/2018 - NON-VARIABLE INSURANCE - HOCHMAN COHEN INSURANCE SERVICES, INC - 5% - SAN DIEGO, CA 2) 9/25/2018 - DBA FOR LPL BUSINESS - HOCHMAN TORRES CAPITAL MANAGEMENT - 100% - SAN DIEGO, CA 3) 9/25/2018 - TAX PREP/ACCOUNTING/CPA - HOCHMAN TORREST LLP - SAN DIEGO, CA

Exams

• S66 Uniform Combined State Law Examination
  1999-12-14