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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-03
WA RA APPROVED 2009-03-31
  • TX RA
    APPROVED
    Since 2012-01-03
  • WA RA
    APPROVED
    Since 2009-03-31

Branch Locations

33600 6Th Avenue South Suite 230, Federal Way, WA 98003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Federal Way WA 03/2009 Present
Raymond James Financial Services Advisors Inc. Federal Way WA 03/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: Awad & Associates Inc Address: 33600 6th Ave S Ste 230, Federal Way, WA, 98003, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Entity for payroll and tax purposes only

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-12
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S65 Uniform Investment Adviser Law Examination
    1998-02-12
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Federal Way, WA

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