Doak Rauh Belt

Current Employers

Employment History

• 04/2014 → Present
  Massmutual Life Insurance Company
  La Jolla, CA
• 04/2014 → 06/2018
  Mml Investors Services Llc
  La Jolla, CA
• 05/2018 → 04/2021
  Signature Resources Capital Management Llc
  Irvine, CA
• 03/2011 → Present
  True Concepts Financial Insurance Services, Inc.
  La Jolla, CA
• 03/2011 → Present
  True Concepts Financial And Insurance Services, Inc.
  La Jolla, CA
• 05/2019 → 05/2021
  Provisors
  Los Angeles, CA
• 04/2021 → Present
  Namcoa
  San Diego, CA

Previous Registrations

• 2018-06-28 → 2021-04-12
  Signature Resources Capital Management, Llc
  La Jolla, CA
  Newport Beach, CA

Other Businesses

Doak R. Belt is a 50% owner and financial advisor of Rockbridge Financial Partners, DBA, which provides comprehensive financial planning, business planning, retirement income planning, and wealth management services to clients. Investment advice and fee for service planning is offered to clients through Naples Asset Management Company, LLC. Insurance products are also offered from time to time during the planning process since July of 2021. Approximately 170 hours per month. Doak R. Belt is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest as a commissionable product can conflict with fiduciary duties of a registered investment advisor. Naples Asset Management Company, LLC always acts in the best interest of the client, including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Naples Asset Management Company, LLC in their capacity as a licensed insurance agent. Doak R. Belt is a franchise owner and consultant of an expense reduction service for businesses, and he creates strategic partnerships with individuals who have business-owner relationships. This operates under Naples Asset Management Company, LLC. Doak R. Belt is a franchise owner and consultant of an expense reduction service for businesses, and he creates strategic partnerships with individuals who have business-owner relationships. This operates under Windfall Consultants. This formerly operated under Rockbridge Financial Partners, DBA. Doak now owns 50% and his partner, Zachary Higson, owns 50%,owner. Doak does not receive compensation in the form of a upfront fee for these services. He is paid directly from the vendors, which is usually a share of the cash flow they find for the business owner. This is since 12/2022. Approximately 10 hours per month, and this is not investment related. Doak R. Belt is director and CEO and 50% owner of True Concepts Financial Insurances, Inc. This is his personal corporation used for the purpose of operating and managing his business. This has been in place since March of 2011. Approximately four hours per month, not investment related. Approximately four hours per month, not investment related. Doak R. Belt owns and manages rental property under Mountain Pacific Properties, DBA since June of 2004. Approximately two hours a month, not investment related. Associations Doak R. Belt is a member of the National Association of Insurance and Financial Advisors, parentheses N-A-I-F-A. Member from 2001 to present. Currently, he does not hold any board position. Doak R. Belt is associated with Fellowship of Christian Athletes, a non-profit organization. He has joined the board of the San Diego Fellowship of Christian Athletes Club Basketball Team. This is a club sport teaching and training youth on the game of basketball and growth in their Christian Faith. Doak is part of the board which involves the planning and growth of the organization, but he is also taking part in coaching as well as creating awareness and fundraising for FCA club basketball San Diego.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-16
• S63 Uniform Securities Agent State Law Examination
  1997-11-24