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Lisa Ann Anderson

Oppenheimer & Co. Inc.

Greensboro, NC

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-29
  • NC RA
    APPROVED
    Since 2025-04-29

Branch Locations

800 Green Valley Road Suite 300, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intercarolina Financial Services, Inc Greensboro NC 09/2000 07/2024
Oppenheimer & Co. Inc. Greensboro NC 07/2024 Present
  • 09/2000 → 07/2024
    Intercarolina Financial Services, Inc
    Greensboro, NC
  • 07/2024 → Present
    Oppenheimer & Co. Inc.
    Greensboro, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-28
S63 Uniform Securities Agent State Law Examination 1998-04-20
  • S65 Uniform Investment Adviser Law Examination
    2025-04-28
  • S63 Uniform Securities Agent State Law Examination
    1998-04-20

View on SEC IAPD

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