Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-02-03
  • CA RA
    APPROVED
    Since 2005-02-03

Branch Locations

1114 State St Ste 247, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Woodland Hills CA 05/2002 Present
Northwestern Mutual Life Insurance Company Woodland Hills CA 04/2002 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 05/2002 → Present
    Woodland Hills, CA
  • 04/2002 → Present
    Northwestern Mutual Life Insurance Company
    Woodland Hills , CA
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2005-06-21 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, TUTKU PERKIN, INC., LEGAL ENTITY, Investment Related. START DATE: 3/16/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY FOR BUSINESS EXPENSES AND CHECK WRITING 3. 100% OWNER, RENTAL PROPERTY, 13735 BLUE RIDGE WAY, MOORPARK, , CALIFORNIA, 93021, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/17/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-05
S63 Uniform Securities Agent State Law Examination 1998-01-21
  • S65 Uniform Investment Adviser Law Examination
    2001-03-05
  • S63 Uniform Securities Agent State Law Examination
    1998-01-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor