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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-12 |
Branch Locations
2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Sugar Land | TX | 05/2011 | 02/2020 |
| Stifel Nicolaus & Co Inc | Sugar Land | TX | 02/2020 | Present |
1. Spooner Petroleum; 625 Highland Colony Parkway, Ridgeland, MS 39157; Oil and Gas Exploration; 01/01/1992; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-04 |
| S66 | Uniform Combined State Law Examination | 1997-12-03 |
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