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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-22 |
| FL | RA | APPROVED | 2025-03-11 |
| NY | RA | APPROVED | 2021-04-16 |
| VT | RA | APPROVED | 2021-02-01 |
| TX | RA | APPROVED_RES | 2018-10-08 |
| CA | RA | APPROVED | 2015-01-15 |
| MN | RA | APPROVED | 2013-11-06 |
| CT | RA | APPROVED | 2010-07-14 |
| NJ | RA | APPROVED | 2006-06-15 |
Branch Locations
5405 Morehouse Drive Suite 245, San Diego, CA 92121 • United States
Encinitas, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Solona Beach | CA | 02/2015 | Present |
| Park Avenue Securities | Solona Beach | CA | 02/2015 | Present |
| Guardian Life Insurance Company | Encinitas | CA | 06/2024 | Present |
| Park Avenue Securities | Encinitas | CA | 06/2024 | Present |
1. INSURANCE SERVICES LICENSED TO SELL INSURANCE PRODCUTS OTHER THAN GUARDIAN Start: 04/01/2001 Address: 9605 Scranton Road, Ste. 625 San Diego, CA 92121 2 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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