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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08

Branch Locations

105-24 Crossbay Blvd Ste B, Ozone Park, NY 11417 • United States

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Ozone Park NY 07/1997 Present
Pfs Investments Inc. Ozone Park NY 09/1997 Present
  • 07/1997 → Present
    Primerica Financial Services
    Ozone Park, NY
  • 09/1997 → Present
    Ozone Park, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-06
S63 Uniform Securities Agent State Law Examination 1998-01-17
  • S65 Uniform Investment Adviser Law Examination
    2011-04-06
  • S63 Uniform Securities Agent State Law Examination
    1998-01-17

View on SEC IAPD

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