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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-10
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-12
NJ RA APPROVED 2020-11-04
  • FL RA
    APPROVED
    Since 2025-06-10
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-12
  • NJ RA
    APPROVED
    Since 2020-11-04

Branch Locations

97-17 Rockaway Blvd Suite 1, Ozone Park, NY 11417 • United States

324 So. Service Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Middle Village NY 02/2005 Present
  • 02/2005 → Present
    Td Bank
    Middle Village, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-28
S65 Uniform Investment Adviser Law Examination 2020-11-02
  • S63 Uniform Securities Agent State Law Examination
    2026-03-28
  • S65 Uniform Investment Adviser Law Examination
    2020-11-02

View on SEC IAPD

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