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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-10 |
| CT | RA | APPROVED | 2021-03-29 |
| NY | RA | APPROVED | 2021-03-12 |
| NJ | RA | APPROVED | 2020-11-04 |
Branch Locations
97-17 Rockaway Blvd Suite 1, Ozone Park, NY 11417 • United States
324 So. Service Road, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank | Middle Village | NY | 02/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-28 |
| S65 | Uniform Investment Adviser Law Examination | 2020-11-02 |
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