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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
NY RA APPROVED 2023-03-16
  • TX RA
    APPROVED
    Since 2023-04-05
  • NY RA
    APPROVED
    Since 2023-03-16

Branch Locations

184-01 Hillside Avenue, Jamaica Estates, NY 11432 • United States

111-18 Liberty Ave., South Richmond Hill, NY 11419 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 12/2016 08/2019
Santander Securities, Llc Dorchester MA 06/2017 08/2019
J.P. Morgan Securities, Llc South Richmond Hill NY 09/2019 Present
Jpmorgan Chase Bank, N.A. South Richmond Hill NY 09/2019 Present
Unemployed Jamaica NY 04/2016 11/2016
  • 12/2016 → 08/2019
    Santander Bank, Na
    Boston, MA
  • 06/2017 → 08/2019
    Santander Securities, Llc
    Dorchester, MA
  • 09/2019 → Present
    South Richmond Hill, NY
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    South Richmond Hill, NY
  • 04/2016 → 11/2016
    Unemployed
    Jamaica, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
S63 Uniform Securities Agent State Law Examination 2017-08-18
  • S66 Uniform Combined State Law Examination
    2023-03-16
  • S63 Uniform Securities Agent State Law Examination
    2017-08-18
Other Names
  • Julian Naiken

View on SEC IAPD

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