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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-05-13
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

184-01 Hillside Avenue, Jamaica Estates, NY 11432 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Jamaica NY 10/2012 Present
F.J. Lopez & Co. Llc Rockville Centre NY 08/2022 Present
Jpmorgan Chase Bank, N.A. Jamaica NY 04/2009 Present
  • 10/2012 → Present
    Jamaica, NY
  • 08/2022 → Present
    F.J. Lopez & Co. Llc
    Rockville Centre, NY
  • 04/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Jamaica, NY
Previous Registrations
  • 2009-04-22 → 2012-10-01
    Chase Investment Services Corp.
    Corona, NY
    Corona, NY
    Corona, NY
    Corona, NY
  • 2007-06-22 → 2009-04-13
    Melville, NY
Other Businesses

Entity Name: F.J. LOPEZ & CO. LLC Investment related: No "Address: 135 Hempstead Ave Rockville Centre, NY 11570" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/08/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate, purchasing rental properties ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/1/2015 ADDRESS: 195 LYNBROOK, NY. DETAILS: Real Estate apartment rental INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
  • S66 Uniform Combined State Law Examination
    2007-01-05
Other Names
  • Francisco Lopez

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