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Ofer Albaz

J.P. Morgan Securities LLC

South Richmond Hill, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-20
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

111-18 Liberty Ave., South Richmond Hill, NY 11419 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc South Richmond Hill NY 10/2012 Present
Jpmorgan Chase Bank, N.A. South Richmond Hill NY 12/2008 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    South Richmond Hill, NY
  • 12/2008 → Present
    Jpmorgan Chase Bank, N.A.
    South Richmond Hill, NY
Previous Registrations
  • 2009-10-28 → 2012-10-01
    Chase Investment Services Corp.
    Flushing, NY
    Flushing, NY
    St Albans, NY
    Laurelton, NY
    Queens Village, NY
    Jamaica, NY
    Forest Hills, NY
    Glendale, NY
    Springfield Gardens, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-18
S63 Uniform Securities Agent State Law Examination 1998-08-07
  • S65 Uniform Investment Adviser Law Examination
    2009-10-18
  • S63 Uniform Securities Agent State Law Examination
    1998-08-07

View on SEC IAPD

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Other Offices

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