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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
TX RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08
  • TX RA
    APPROVED
    Since 2021-07-08

Branch Locations

96-19 101St Avenue, Ozone Park, NY 11416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 12/2018 07/2021
Bank Of America, N.A. Brooklyn NY 12/2018 07/2021
Capital One Bank Brooklyn NY 12/2011 12/2018
Jp Morgan Chase Bank, N.A. Brooklyn NY 07/2021 Present
J.P. Morgan Securities Llc Brooklyn NY 07/2021 Present
17 Thomas St Property Llc Bloomfield NJ 12/2022 Present
Common Capital Llc Bloomfield NJ 01/2024 Present
  • 12/2018 → 07/2021
    Brooklyn, NY
  • 12/2018 → 07/2021
    Bank Of America, N.A.
    Brooklyn, NY
  • 12/2011 → 12/2018
    Capital One Bank
    Brooklyn, NY
  • 07/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Brooklyn, NY
  • 07/2021 → Present
    Brooklyn, NY
  • 12/2022 → Present
    17 Thomas St Property Llc
    Bloomfield, NJ
  • 01/2024 → Present
    Common Capital Llc
    Bloomfield, NJ
Previous Registrations
Other Businesses

Entity Name: Common Capital LLC Investment related: No Address: 17 Thomas street Bloomfield NJ 07003 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/08/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate investing, purchasing and maintaining property for investment purposes, property management. Entity Name: 17 Thomas St Property LLC Investment related: No Address: 17 Thomas St, Bloomfield N.J. 07003 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/19/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC created for a property to pay bills and collect tenant rent in a multi family home. Entity Name: Le Culte LLC Investment related: No "Address: 2389 Nostrand Avenue 3B Brooklyn, N.Y. 11210 www.lecultedesign.com" Nature of the other business: E-commerce Position/Title/Relationship: Employee/Contractor Start Date: 03/01/2017 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Online Retail Clothing Brand For profit or not for profit: profit Name of outside business organization: LE CULTE LLC Investment related: no Address of business: BROOKLYN, NY 11210 Position, title, association: OWNER Start date of relationship: 3/1/2017 Number of hours devoted: 1 HOUR PER WEEK Number of hours devoted during trading hours: zero Duties: ONLINE RETAIL CLOTHING STORE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-08
  • S66 Uniform Combined State Law Examination
    2019-03-08
Other Names
  • Caedia S Fraser
  • Caedia Fraser
  • Caedia Shauna-Venice Fraser

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