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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-05
  • TX RA
    APPROVED
    Since 2012-07-05

Branch Locations

500 N Water St. Ste. 400, Corpus Christi, TX 78401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 06/2012 Present
Cambridge Investment Research Advisors Inc Fairfield IA 06/2012 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 2/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) INDEPENDENT INSURANCE AGENT, 500 N. Water Street, Suite 400, Corpus Christi TX, 6/2012 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 24/WK - 20/TRADING. 3) BUCCANEER COMMISSION FOUNDATION INC, 1823 N CHAPARRAL, CORPUS CHRISTI, TX, 4/2018 AS PRESIDENT/BOARD MEMBER. NIR - DEVELOPING SCHOLARSHIP DONATION AND INVESTMENT POLICIES. 4) BENK FAMILY 1, LLC, 3902 BONNELL DRIVE, AUSTIN, TX, BOARD MEMBER OF A NON-PUBLIC ENTITY, SECFRETARY TREASURER, 07/15/20, NIR, 1/MO- 0/TRADING 5) FIRST UNITED METHODIST CHURCH, 900 S SHORELINE BLVD, CORPUS CHRISTI, TX, BOARD MEMBER TREASURER, 12/08/20, NIR, 6 HR/YR- 0/TRADING 6) BENKENDORFER INVESTMENT GROUP, 500 North Water Street Suite 400, Corpus Christi TX 78401, United States, 02/07/2024, Owner, Owner/Partner of a Business Entity, INV REL, 120 HR/YR- 100/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-23
  • S63 Uniform Securities Agent State Law Examination
    1998-01-23
Designations

View on SEC IAPD

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