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Andrew Charles Russell

Dean Roland Russell, LLC

San Diego, CA

CRD 4046929

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Employer firm

Dean Roland Russell, LLC CRD 109480

$351M regulatory AUM 169 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Dean Roland Russell, Llc

16880 West Bernardo Drive, Suite 170, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-17
  • CA RA
    APPROVED
    Since 2012-01-17

Branch Locations

16880 West Bernardo Drive, Suite 170, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dean Roland Russell, Llc San Diego CA 01/2012 Present
Previous Registrations
  • 2011-08-17 → 2012-09-14
    Confidant Wealth Advisory
    San Diego, CA
  • 2007-03-07 → 2011-08-02
    Hokanson Associates, Inc.
    Solana Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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