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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Greensboro | NC | 07/2008 | 05/2024 |
| Lpl Financial Llc | Greensboro | NC | 05/2024 | Present |
1) 05/02/2024 - Pilot Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 05/02/2024 - Laura J Teter - Non-Variable Insurance - Investment related - At Reported Business Location(s) - 20 Hours per month - Start date: 05/16/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-02 |
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