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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-16
  • NC RA
    APPROVED
    Since 2024-05-16

Branch Locations

1010 N Elm St, Greensboro, NC 27401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Greensboro NC 07/2008 05/2024
Lpl Financial Llc Greensboro NC 05/2024 Present
  • 07/2008 → 05/2024
    Lincoln Financial Securities Corporation
    Greensboro, NC
  • 05/2024 → Present
    Greensboro, NC
Previous Registrations
  • 2001-12-31 → 2024-05-16
    Osaic Fs, Inc.
    Greensboro, NC
    Greensboro, NC
Other Businesses

1) 05/02/2024 - Pilot Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 05/02/2024 - Laura J Teter - Non-Variable Insurance - Investment related - At Reported Business Location(s) - 20 Hours per month - Start date: 05/16/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-01
S63 Uniform Securities Agent State Law Examination 1997-12-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-02
Other Names
  • Laura Patchel

View on SEC IAPD

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