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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-12-09 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
7112 West Jefferson Avenue Suite 107, Lakewood, CO 80235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Melony J. Harris, Cpa | Denver | CO | 02/1995 | Present |
| Avantax Investment Services, Inc. | Lakewood | CO | 10/1997 | 11/2020 |
| Avantax Advisory Services | Lakewood | CO | 09/2004 | 11/2020 |
| Avantax Insurance Agency Llc | Lakewood | CO | 09/2014 | 11/2020 |
| Commonwealth Financial Network | San Diego | CA | 11/2020 | Present |
1.Tax Preparation, Payroll Processing, and General Accounting, Harris Tax & Wealth Management, PC; Located at 7112 West Jefferson Avenue, Suite 107, Lakewood, CO 80235, as of 01/01/2009; 50% of time spent during business hours; Conducted at branch; Not investment related. 2.Owner, Harris Tax & Wealth Management, PC; a Private Entity established to facilitate tax, accounting, wealth management, and fixed insurance services; Located at 7112 West Jefferson Avenue, Suite 107, Lakewood, CO 80235; as of 01/01/2009; 100% of time spent during business hours; Conducted at branch; Investment related. 3.Fixed insurance sales; Located at 7112 West Jefferson Avenue, Suite 107, Lakewood, CO 80235, as of 11/30/2020; Less than 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-03-02 |
| S65 | Uniform Investment Adviser Law Examination | 2004-09-10 |
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