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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-12-09
  • CO RA
    APPROVED
    Since 2020-12-09

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

7112 West Jefferson Avenue Suite 107, Lakewood, CO 80235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Melony J. Harris, Cpa Denver CO 02/1995 Present
Avantax Investment Services, Inc. Lakewood CO 10/1997 11/2020
Avantax Advisory Services Lakewood CO 09/2004 11/2020
Avantax Insurance Agency Llc Lakewood CO 09/2014 11/2020
Commonwealth Financial Network San Diego CA 11/2020 Present
  • 02/1995 → Present
    Melony J. Harris, Cpa
    Denver, CO
  • 10/1997 → 11/2020
    Avantax Investment Services, Inc.
    Lakewood, CO
  • 09/2004 → 11/2020
    Avantax Advisory Services
    Lakewood, CO
  • 09/2014 → 11/2020
    Avantax Insurance Agency Llc
    Lakewood, CO
  • 11/2020 → Present
    San Diego, CA
Previous Registrations
  • 2004-09-23 → 2020-12-17
    Avantax Advisory Services
    Lakewood, CO
Other Businesses

1.Tax Preparation, Payroll Processing, and General Accounting, Harris Tax & Wealth Management, PC; Located at 7112 West Jefferson Avenue, Suite 107, Lakewood, CO 80235, as of 01/01/2009; 50% of time spent during business hours; Conducted at branch; Not investment related. 2.Owner, Harris Tax & Wealth Management, PC; a Private Entity established to facilitate tax, accounting, wealth management, and fixed insurance services; Located at 7112 West Jefferson Avenue, Suite 107, Lakewood, CO 80235; as of 01/01/2009; 100% of time spent during business hours; Conducted at branch; Investment related. 3.Fixed insurance sales; Located at 7112 West Jefferson Avenue, Suite 107, Lakewood, CO 80235, as of 11/30/2020; Less than 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-02
S65 Uniform Investment Adviser Law Examination 2004-09-10
  • S63 Uniform Securities Agent State Law Examination
    2015-03-02
  • S65 Uniform Investment Adviser Law Examination
    2004-09-10
Other Names
  • Melony J Harris
  • Melony J Harris

View on SEC IAPD

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