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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-11
OH RA APPROVED 2004-09-20
TX RA APPROVED_RES 2000-01-10
  • MI RA
    APPROVED
    Since 2010-05-11
  • OH RA
    APPROVED
    Since 2004-09-20
  • TX RA
    APPROVED_RES
    Since 2000-01-10

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 10/1997 Present
Bank Of America, N.A. Farmington Hills MI 09/2009 Present
Other Businesses

I*136960Non-Profit OrganizationName of outside business organization: Detroit Athletic Club FoundationInvestment related: NoAddress of business: Detroit, MI 48226Nature of business: Charitable Organization,Position, title, association: Advisory Board MemberStart date of relationship: 2/1/2021Number of hours devoted: 4 hrs MthlyNumber of hours devoted during trading hours: 4 hrs mthlyDuties: Vice President of the DAC Foundation, which raises and expends funds for the betterment of the surrounding community and maintain the historical landmark of the DAC. I*3184321Entity Type: Fiduciary roleName of OBA: I. P. TTEE U/A DTD 05/18/2000 BY I. P.Address: Troy, Michigan, 48098Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 11/19/2025Number of Hours: 5, YearlyNumber of Hours during trading: 5, YearlyDuties: Power of Attorney/Parents I*3304268, Entity Type: , Name of OBA: I PTTEE U/A DTD 05/18/2000 BY J P, Address: Troy, Michigan, 48098, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/12/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*4286276, Entity Type: , Name of OBA: M M P, Address: Troy, Michigan, 48098, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/02/2026, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-30
  • S66 Uniform Combined State Law Examination
    1997-12-30
Other Names
  • Matthew P Pappas
  • Matt Pappas

View on SEC IAPD

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