David Jerome Frank

Current Employers

Employment History

• 02/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 02/2013 → Present
  Bank Of America, N.A.
  Hunt Valley, MD

Previous Registrations

• 2009-06-01 → 2013-02-19
  Morgan Stanley
  Lutherville, MD
• 2002-07-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Lutherville, MD
  Lutherville, MD
• 2002-03-27 → 2002-06-20
  Deutsche Bank Securities Inc.
  Towson, MD

Other Businesses

1)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: D D, JR 2012 TRUST, D J. F, TRUSTEEINVESTMENT RELATED: YADDRESS OF BUSINESS:HUNT VALLEY, MARYLAND 21031NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 12/31/2012NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: I AM THE TRUSTEE OF THIS TRUST. 2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: C D M 2012 TRUST, DJF TRUSTEEINVESTMENT RELATED: YADDRESS OF BUSINESS:HUNT VALLEY, MARYLAND 21031NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 12/31/2012NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: I AM THE TRUSTEE OF THIS TRUST. I*2058278, Entity Type: Fiduciary, Name of OBA: T M M Revocable Trust & S G M Revocable Trust, Address: Towson, Maryland, 21204, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 22-Oct-2024, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2929359, Entity Type: , Name of OBA: S G M, Address: Towson, Maryland, 21204, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/30/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2930355, Entity Type: , Name of OBA: T M, Address: Towson, Maryland, 21204, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/30/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-18
• S63 Uniform Securities Agent State Law Examination
  2000-06-29

Other Names

• David J Frank