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4141 State Street, Suite B11, Santa Barbara, CA 93110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
4141 State Street, Suite B11, Santa Barbara, CA 93110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 04/2002 | 06/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 07/2012 | 11/2020 |
| First Allied Advisory Services, Inc. | Schaumburg | IL | 11/2020 | 06/2022 |
| Pacific Wealth Strategies Group, Inc. | Santa Barbara | CA | 09/2007 | Present |
| Pacific Wealth Strategies Group, Inc. | Santa Barbara | CA | 11/2010 | 05/2020 |
| Pacific Wealth Strategies Group, Inc. | Santa Barbara | CA | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-26 |
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