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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-10-20 |
| MN | RA | APPROVED | 2014-01-07 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 02/2003 | 03/2020 |
| American Enterprise Investment Services Inc | Minneapolis | MN | 01/2022 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Residential Property Rental; Date Activity Started/Modified/Ended: 12/7/2015; Type of Activity: Investment Real Estate; Role/Relationship: Owner/ Proprietor; Responsibilities: Property expense mgmt. & Logistical coordination of services (Leasing, Maintenance and Upkeep); Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-04 |
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