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Jeremy Christopher Gates

Fifth Third Securities, Inc.

Cincinnati, OH

Amelia, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-10-12
KY RA APPROVED 2020-10-15
OH RA APPROVED 2012-09-17
  • IN RA
    APPROVED
    Since 2023-10-12
  • KY RA
    APPROVED
    Since 2020-10-15
  • OH RA
    APPROVED
    Since 2012-09-17

Branch Locations

5771 Wooster Pike, Cincinnati, OH 45227 • United States

1196 Ohio Pike, Amelia, OH 45102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 09/2012 Present
  • 09/2012 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2012-07-04 → 2012-09-04
    U.S. Bancorp Investments, Inc.
    Batavia, OH
    Cincinnati, OH
    Mason, OH
    Cincinnati, OH
    Fairfield, OH
    Fairfield, OH
    Milford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-03
S63 Uniform Securities Agent State Law Examination 2006-04-12
S65 Uniform Investment Adviser Law Examination 2000-10-13
  • S66 Uniform Combined State Law Examination
    2012-07-03
  • S63 Uniform Securities Agent State Law Examination
    2006-04-12
  • S65 Uniform Investment Adviser Law Examination
    2000-10-13
Designations

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
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BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
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