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Richard Raymond Rogers

Cedar Mountain Advisors, LLC

Portland, OR

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Current Employers
Cedar Mountain Advisors, Llc

5285 Meadows Rd Suite 360, Lake Oswego, OR 97035 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2013-02-06
  • OR RA
    APPROVED
    Since 2013-02-06

Branch Locations

1750 S Harbor Way, Suite 360, Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Portland OR 01/2013 10/2019
Cedar Mountain Advisors, Llc Portland OR 01/2013 Present
Previous Registrations
Other Businesses

INSURANCE SALES - AGENT - START DATE: 02/2009 - LOCATED AT 1750 SW HARBOR WAY, STE 340, PORTLAND, OR 97201 RICK ROGERS, COST SHARING, TIME SPENT 0.01% SOCIETY FOR FINANCIAL AWARENESS POSITION: Speaker NATURE: Non-profit educational speakers bureau INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2009 ADDRESS: 3914 Murphy Canyon Road, Suite A125, San Diego CA 92123 DESCRIPTION: Provide educational seminars.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-21
S63 Uniform Securities Agent State Law Examination 1998-01-16
  • S66 Uniform Combined State Law Examination
    2008-11-21
  • S63 Uniform Securities Agent State Law Examination
    1998-01-16
Designations
Other Names
  • Rick Rogers
  • Richard Rogers

View on SEC IAPD

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