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Current Employers
Richwood Investment Advisors, Llc

5082 Wooster Road Suite 100, Cincinnati, OH 45226 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-06
OH RA APPROVED 2010-04-14
  • TX RA
    APPROVED_RES
    Since 2017-09-06
  • OH RA
    APPROVED
    Since 2010-04-14

Branch Locations

5082 Wooster Road Suite 100, Cincinnati, OH 45226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richwood Investment Advisors, Llc Cincinnati OH 03/2010 Present
Previous Registrations
  • 2008-01-24 → 2010-04-30
    Evans Financial Group, Inc.
    Cincinnati, OH
  • 2007-12-13 → 2008-01-23
    Raymond James Financial Services, Inc.
    Cincinnati, OH
  • 2005-03-23 → 2007-10-31
    Riverpoint Capital Management, Inc.
    Cincinnati, OH
  • 2004-11-12 → 2005-01-21
    Alphamark Advisors, Llc
    Ft. Mitchell, KY
  • 2000-01-01 → 2004-03-05
    Cincinnati, OH
Other Businesses

1.) Richwood Investment Advisors, LLC; 100% Owner; 40+ hours a week during investment hours. 2.) Richwood Wooster, LLC (real estate, non-conflict); 100% Owner; non-investment related; no income; 1 hour per week during non-investment hours 3.) Arayje Design, LLC (wholesale office furniture, non-conflict); 100% Owner; non-investment related; no income; 1 hour per week during non-investment hours 4.) Fish Tales, LLC (real estate, non-conflict); 100% Owner; non-investment related; no income; 1 hour per week during non-investment hours 5.) Georgia Bound, LLC (real estate, non-conflict); 100% Owner; non-investment related; no income; 1 hour per week during non-investment hours 6.) Linger Longer, LLC (real estate, non-conflict); 100% Owner; non-investment related; no income; 1 hour per week during non-investment hours 7.) Aragi Properties, LLC (real estate, non-conflict); 100% Owner; non-investment related; no income; 1 hour per week during non-investment hours 8.) Reading Unit 5 LLC (real estate, non-conflict); 100% Owner; non-investment related; no income; 1 hour per week during non-investment hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-08
S63 Uniform Securities Agent State Law Examination 2008-01-11
  • S66 Uniform Combined State Law Examination
    2009-09-08
  • S63 Uniform Securities Agent State Law Examination
    2008-01-11
Other Names
  • Debora Ann Aragi
  • Debora Ann Lockenwitz

View on SEC IAPD

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