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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1701 Lake Robbins Dr, The Woodlands, TX 77380-3119 • United States

Montgomery, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Conroe TX 11/2015 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conroe TX 11/2015 09/2021
Fidelity Investments The Woodlands TX 09/2021 Present
Fidelity Investments Boston MA 03/2025 Present
Previous Registrations
  • 2021-10-18 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    The Woodlands, TX
  • 2015-12-08 → 2021-09-13
    Conroe, TX
    Tomball, TX
    The Woodlands, TX
    Tomball, TX
    Tomball, TX
    Conroe, TX
    Conroe, TX
    Magnolia, TX
    Conroe, TX
    Conroe, TX
    The Woodlands, TX
    Conroe, TX
    Conroe, TX
    Spring, TX
  • 2011-08-18 → 2015-12-09
    Usaa Financial Planning Services
    Addison, TX
  • 2010-04-14 → 2011-08-08
    Chase Investment Services Corp.
    Spring, TX
    The Woodlands, TX
    Conroe, TX
  • 2009-12-11 → 2010-04-09
    Montgomery, TX
    Cincinnati, OH
  • 2008-08-08 → 2009-08-17
    Wfg Advisors, Lp
    The Woodlands, TX
  • 2005-01-07 → 2008-07-22
    Wfg Advisors, Lp
    Sarasota, FL
    Bradenton, FL
  • 2003-09-11 → 2004-12-31
    Pro-Integrity Securities, Inc.
    Sarasota, FL
  • 2000-07-12 → 2002-09-30
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-31
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    1997-12-31
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22

View on SEC IAPD

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