Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2006-08-15
NH RA APPROVED 2006-08-15
  • CT RA
    APPROVED
    Since 2006-08-15
  • NH RA
    APPROVED
    Since 2006-08-15

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation New Haven CT 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    New Haven, CT
Previous Registrations
  • 2006-02-27 → 2006-08-21
    National Planning Corporation
    Los Angeles, CA
    Fairfield, CT
  • 2002-02-01 → 2006-02-06
    Advest, Inc.
    Hartford, CT
Other Businesses

(1)PACE UNIVERSITY 1 MARTIME AVE WHITE PLAINS, NY COLLEGE PROGRAM FOR CFP CANDIDTES, STARTED 6/20/06 THRU 12/31/06. ADJUNCT PROFESSOR, TEACHING ESTATE PLANNING. 12 HRS PER MONTH, 0 HRS DURING TRADING HRS. (2)NAME OF ENTITY: LIZ JACOVINA; ADDRESS: 9 FAIRVIEW ROAD WOODBRIDGE, CT 06525; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTIES; CAPACITY: SOLE PROPRIETOR/OWNER-ACTIVE; START DATE: 05/02/2012; DUTIES: OWNER/INVESTOR; HOURS DEVOTED PER MONTH: 02; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (3) NAME OF ENTITY: SELF; ADDRESS: 34-36 MAPLEWOOD AVE, WEST HARTFORD, CT 06119; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL APARTMENT; CAPACITY: OWNER-ACTIVE, PARTNER; START DATE: 07/2019; DUTIES: LISTING PROPERTY WITH REAL ESTATE AGENT FOR RENT, HIRING REPAIR PEOPLE TO PERFORM NEEDED REPAIRS, OPENING OPERATING CHECKING ACCOUNT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (4) Name: AMAJ, LLC Address: 9 Fairview Rd Woodbridge, Ct 06525 Business Description: Multifamily real estate management Business is not investment related Projected Start Date: 07/07/20 Capacity: Owner - Active Duties Performed: renting apartments, receiving rent, paying bills Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (5) Name: 3436 Maplewood, LLC Address: 9 Fairview Rd Woodbridge, CT 06525 Business Description: Owns 3 family home Business is not investment related Projected Start Date: 07/07/20 Capacity: Owner - Active Duties Performed: Managing the LLC, and the property. This LLC owns the property Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-21
S63 Uniform Securities Agent State Law Examination 1997-12-12
  • S65 Uniform Investment Adviser Law Examination
    1998-07-21
  • S63 Uniform Securities Agent State Law Examination
    1997-12-12
Designations
Other Names
  • Elizabeth Jacovino
  • Liz Jacovino

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor