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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2006-08-15 |
| NH | RA | APPROVED | 2006-08-15 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States
West Hartford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | New Haven | CT | 03/2008 | Present |
(1)PACE UNIVERSITY 1 MARTIME AVE WHITE PLAINS, NY COLLEGE PROGRAM FOR CFP CANDIDTES, STARTED 6/20/06 THRU 12/31/06. ADJUNCT PROFESSOR, TEACHING ESTATE PLANNING. 12 HRS PER MONTH, 0 HRS DURING TRADING HRS. (2)NAME OF ENTITY: LIZ JACOVINA; ADDRESS: 9 FAIRVIEW ROAD WOODBRIDGE, CT 06525; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTIES; CAPACITY: SOLE PROPRIETOR/OWNER-ACTIVE; START DATE: 05/02/2012; DUTIES: OWNER/INVESTOR; HOURS DEVOTED PER MONTH: 02; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (3) NAME OF ENTITY: SELF; ADDRESS: 34-36 MAPLEWOOD AVE, WEST HARTFORD, CT 06119; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL APARTMENT; CAPACITY: OWNER-ACTIVE, PARTNER; START DATE: 07/2019; DUTIES: LISTING PROPERTY WITH REAL ESTATE AGENT FOR RENT, HIRING REPAIR PEOPLE TO PERFORM NEEDED REPAIRS, OPENING OPERATING CHECKING ACCOUNT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (4) Name: AMAJ, LLC Address: 9 Fairview Rd Woodbridge, Ct 06525 Business Description: Multifamily real estate management Business is not investment related Projected Start Date: 07/07/20 Capacity: Owner - Active Duties Performed: renting apartments, receiving rent, paying bills Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (5) Name: 3436 Maplewood, LLC Address: 9 Fairview Rd Woodbridge, CT 06525 Business Description: Owns 3 family home Business is not investment related Projected Start Date: 07/07/20 Capacity: Owner - Active Duties Performed: Managing the LLC, and the property. This LLC owns the property Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-12 |
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