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Tracy Jean Young

Ameriprise Financial Services, LLC

West Hartford, CT

Largo, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-11
CT RA APPROVED 2025-12-05
  • FL RA
    APPROVED
    Since 2026-02-11
  • CT RA
    APPROVED
    Since 2025-12-05

Branch Locations

8 Lowell Rd, West Hartford, CT 06119 • United States

Largo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc St. Petersburg FL 09/2020 01/2021
Unemployed Largo FL 01/2021 05/2021
Centravest Financial Saint Petersburg FL 09/2020 01/2021
Ethos Risk Services Saint Petersburg FL 11/2019 09/2020
Pier 1 Imports Largo FL 11/2019 11/2019
Unemployed Largo FL 05/2019 11/2019
Sandy Morris Financial Tampa FL 02/2019 05/2019
Unemployed Largo FL 03/2018 02/2019
Edward Jones Seminole FL 10/2017 03/2018
Unemployed Largo FL 05/2015 10/2017
Northwestern Mutual Investment Services Llc New York NY 06/2021 02/2025
Sarah Stein New York NY 06/2021 02/2025
Kevin Stein New York NY 06/2021 02/2025
Unemployed Largo FL 02/2025 11/2025
Ameriprise Financial Services, Llc West Hartford CT 11/2025 Present
  • 09/2020 → 01/2021
    Raymond James Financial Services Inc
    St. Petersburg, FL
  • 01/2021 → 05/2021
    Unemployed
    Largo, FL
  • 09/2020 → 01/2021
    Centravest Financial
    Saint Petersburg, FL
  • 11/2019 → 09/2020
    Ethos Risk Services
    Saint Petersburg, FL
  • 11/2019 → 11/2019
    Pier 1 Imports
    Largo, FL
  • 05/2019 → 11/2019
    Unemployed
    Largo, FL
  • 02/2019 → 05/2019
    Sandy Morris Financial
    Tampa, FL
  • 03/2018 → 02/2019
    Unemployed
    Largo, FL
  • 10/2017 → 03/2018
    Edward Jones
    Seminole, FL
  • 05/2015 → 10/2017
    Unemployed
    Largo, FL
  • 06/2021 → 02/2025
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 06/2021 → 02/2025
    Sarah Stein
    New York, NY
  • 06/2021 → 02/2025
    Kevin Stein
    New York, NY
  • 02/2025 → 11/2025
    Unemployed
    Largo, FL
  • 11/2025 → Present
    Ameriprise Financial Services, Llc
    West Hartford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
S63 Uniform Securities Agent State Law Examination 1997-11-25
  • S66 Uniform Combined State Law Examination
    2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    1997-11-25
Designations
Other Names
  • Tracy Jean Young
  • Tracy J Young
  • Tracy Young
  • Tracy J Young

View on SEC IAPD

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