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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2002-11-27
  • PA RA
    APPROVED
    Since 2002-11-27

Branch Locations

24 E Lancaster Ave, Paoli, PA 19301 • United States

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paoli PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paoli PA 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; ROYERS FORD, PA; 100% OWNERSHIP; START 2012; 1 HOUR PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; ROYERS FORD, PA; 100% OWNERSHIP; START 2010; 1 HOUR PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; ROYERS FORD, PA; 100% OWNERSHIP; START 2013; 1 HOUR PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY, INV RELATED, SPRING CITY, PA, 100% OWNER, START: 8/2016, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-28
  • S66 Uniform Combined State Law Examination
    1999-12-28
Designations

View on SEC IAPD

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