Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
3450 W Central Ave Ste 332, Toledo, OH 43606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START 2000, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, ANNUITIES AND LONG-TERM CARE. 2) RISK MANAGEMENT INC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, PROJECT MANAGEMENT, CONSULTING AND ENGINEERING OVERSIGHT, STARTED: 5/1/97, LESS THAN 3 HOURS PER WEEK - NOT DURING TRADING HOURS, PRINCIPAL, CONSULT AND ADVISE ON ENGINEERING DESIGN. 3) RENTAL PROPERTY, NOT INVESTMENT RELATED, 922 VANCE ST., TOLEDO, OH 43607, RENTAL/INCOME PROPERTY, STARTED: 1/2007, OWNER, 1 HR WORKED, MANAGEMENT OF RESIDENTIAL REAL ESTATE PROPERTY. 4) TAX RETURN PREPARATION, NOT INVESTMENT RELATED, 3450 WEST CENTRAL, TOLEDO, OH 43606, PREPARES INDIVIDUAL TAX RETURNS, START JULY 2014, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, OWNER. 5) COMMUNITY LEARNING ASSOCIATION, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL LITERACY EDUCATION - NON-PROFIT, START JANUARY 2013, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, DIRECTOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-12 |
Reach out to this advisor