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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-04
  • FL RA
    APPROVED
    Since 2019-10-04

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

8400 N. University Drive Suite 103, Tamarac, FL 33321 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services Atlanta GA 08/2016 05/2017
Citigroup Fort Lauderdale FL 05/2017 09/2019
Kovack Securities, Inc. Fort Lauderdale FL 09/2019 Present
Kovack Advisors, Inc. Fort Lauderdale FL 09/2019 Present
Suntrust Investment Services, Inc. Ft. Laud FL 09/1997 05/2017
  • 08/2016 → 05/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 05/2017 → 09/2019
    Citigroup
    Fort Lauderdale, FL
  • 09/2019 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 09/2019 → Present
    Fort Lauderdale, FL
  • 09/1997 → 05/2017
    Suntrust Investment Services, Inc.
    Ft. Laud, FL
Previous Registrations
  • 2017-05-22 → 2019-09-25
    Coral Springs, FL
    Tamarac, FL
    Miami, FL
    Coral Springs, FL
    Ft. Lauderdale, FL
    Coconut Creek, FL
    Fort Lauderdale, FL
    Miami, FL
  • 2016-10-24 → 2017-05-17
    Tamarac, FL
    Fort Lauderdale, FL
    Lauderdale Lakes, FL
    Fort Lauderdale, FL
  • 2005-11-23 → 2016-12-31
    Truist Investment Services, Inc.
    Plantation, FL
    Tamarac, FL
    Fort Lauderdale, FL
    Coral Springs, FL
    Lauderdale Lakes, FL
    Coral Springs, FL
    Tamarac, FL
    Plantation, FL
    Tamarac, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Coconut Creek, FL
    Lauderdale Lakes, FL
    Tamarac, FL
    Fort Lauderdale, FL
    Lauderdale Lakes, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
Other Businesses

1) FIXED INSURANCE-8400 NORTH UNIVERSITY DRIVE, SUITE 103, TAMARAC, FL 33321;NON-INVESTMENT RELATED; FIXED LIFE INSURANCE; FINANCIAL ADVISOR; 10-20% OF TIME SPENT. 2) NOTARY - 8400 NORTH UNIVERSITY DRIVE, SUITE 103, TAMARAC, FL 33321; NON-INVESTMENT RELATED; NOTARIZED DOCUMENTS; NOTARY; 1% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
S63 Uniform Securities Agent State Law Examination 1997-12-17
  • S66 Uniform Combined State Law Examination
    2005-11-21
  • S63 Uniform Securities Agent State Law Examination
    1997-12-17

View on SEC IAPD

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