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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-11-30 |
Branch Locations
628 Green Valley Rd, Ste 303, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbtis | Asheboro | NC | 05/2014 | 09/2016 |
| Unemployed | Sophia | NC | 10/2016 | 11/2016 |
| Lpl Financial, Llc | Greensboro | NC | 11/2016 | Present |
1. 06/23/2023 - Trinity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/23/2023 2. 09/18/2024 - Simplicity Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/25/2024 - 2 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-30 |
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