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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-09 |
| CO | RA | APPROVED | 2015-09-29 |
Branch Locations
100 Saint Paul Street Suite 600, Denver, CO 80206 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Denver | CO | 09/2015 | Present |
(1)Name of Business: Denver Club Address: 518 17th Street, 19th Floor, Denver, CO, 80202, United States Activity Type: Non profit Position/Title: Other, Officer - Treasurer, Board Member Investment Related: Yes Start Date: 08/14/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member, 501(c) Currently Serve as Treasurer as well. Assist Bookkeeper in overseeing the finances of the club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-21 |
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