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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2008-09-25
  • PA RA
    APPROVED
    Since 2008-09-25

Branch Locations

1010 Stony Hill Rd Ste 100 [Ih-Rbo], Yardley, PA 19067 • United States

100 N 18Th St 21St Fl [Vf-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Other Businesses

SHORTY NELSON DISTILLERY LLC, NOT INV RELATED, PHILADELPHIA, PA, 100% OWNERSHIP, START 11/28/17, 32 HOURS PER MONTH, ZERO DURING TRADING, DISTILLERY AND BLENDING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-12
  • S66 Uniform Combined State Law Examination
    2008-09-12
Other Names
  • Carla Christina

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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