Val Joseph Tornicelli

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-30
MA	RA	APPROVED	2006-05-22

NY RA
APPROVED

Since 2021-06-30
MA RA
APPROVED

Since 2006-05-22

Branch Locations

637 New Loudon Rd Ste 1, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Latham	NY	04/2006	Present

04/2006 → Present

Principal Securities Inc

Latham, NY

Previous Registrations

2002-07-26 → 2006-05-01

Berkshire Investment Advisors, Llc

Pittsfield, MA

Other Businesses

***Fixed Insurance; Investment Related; 637 New Loudon Rd, Ste 1, Latham, NY 12110; Life, Annuity, DI; Sales; Start Date: 07/12/2018; 1 hrs per month; 1 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-03
S63	Uniform Securities Agent State Law Examination	1997-12-22

S66 Uniform Combined State Law Examination

2001-10-03
S63 Uniform Securities Agent State Law Examination

1997-12-22

View on SEC IAPD

Current Employers

Principal Securities, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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