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Stephanie Bruno

Mission Wealth Management, LP

Santa Barbara, CA

Seattle, WA

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Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-10-01
  • WA RA
    APPROVED
    Since 2021-10-01

Branch Locations

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

1420 5Th Ave Ste. #2200A, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dynamic Wealth Advisors Scottsdale AZ 04/2012 08/2021
Mission Wealth Management, Lp Santa Barbara CA 09/2021 Present
Previous Registrations
  • 2012-04-16 → 2021-09-30
    Dynamic
    Phoenix, AZ
    Denver, CO
    Seattle, WA
    Seattle, WA
    Denver, CO
    Seattle, WA
    Seattle, WA
  • 2008-12-02 → 2012-04-16
    Cascade Financial Management, Inc.
    Denver, CO
    Denver, CO
  • 2005-02-24 → 2008-11-25
    Pinion Wealth Management, Llc
    Greeley, CO
    Greeley, CO
Other Businesses

The Center For Active Living (president of Board of Trustees, no compensation).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-06-12
  • S63 Uniform Securities Agent State Law Examination
    2003-06-12
Designations
Other Names
  • Stephanie Bruno Shepard

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

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