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William Kobernusz

Wells Fargo Clearing Services, LLC

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-01
TX RA APPROVED 2025-07-01
  • CO RA
    APPROVED
    Since 2025-07-01
  • TX RA
    APPROVED
    Since 2025-07-01

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Denver CO 07/2013 07/2025
Wells Fargo Clearing Services, Llc Cherry Creek CO 07/2025 Present
Previous Registrations
  • 2007-02-09 → 2025-07-11
    Ubs Financial Services Inc.
    Weehawken, NJ
    Denver, CO
  • 1999-12-02 → 2007-02-09
    Keybanc Capital Markets Inc.
    Centennial, CO
    Centennial, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-30
S63 Uniform Securities Agent State Law Examination 1997-10-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-29
Other Names
  • William Kobernusz
  • William Edward Kobernusz

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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