Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-11-26 |
| AZ | RA | APPROVED | 2019-04-04 |
| TX | RA | APPROVED_RES | 2019-04-01 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baby D Inc | Scottsdale | AZ | 10/2002 | Present |
| Compass Bank | Birmingham | AL | 08/2016 | 03/2019 |
| Bbva Securities Inc. | Scottsdale | AZ | 08/2016 | 03/2019 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2016 | 03/2019 |
| Bbva Wealth Solutions Inc. | Scottsdale | AZ | 09/2016 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 03/2019 | Present |
BABY D INC, NOT INV RELATED, SCOTTSDALE, AZ, REGISTERED AGENT, START 10/1/2002, ZERO HOURS PER MONTH, ZERO DURING TRADING, NAME ONLY NO DUTIES. | ADL INVESTMENT GROUP LLC, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP WITH SPOUSE, START 5/11/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS PERSONAL USE PROPERTY.; | DLA DESIGN CONCEPTS; NOT INVESTMENT RELATED; SCOTTSDALE, AZ; 100% OWNERSHIP; 02/03/2025; 40 HOURS PER MONTH; 40 HOURS DURING TRADING HOURS; PERSONAL INTERIOR DESIGN BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-11 |
Reach out to this advisor