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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-08-23
  • NC RA
    APPROVED
    Since 2007-08-23

Branch Locations

333 North Greene Street Suite 400, Greensboro, NC 27401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 08/1997 Present
Northwestern Mutual Investment Services, Llc Greensboro NC 12/1998 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2010 Present
  • 08/1997 → Present
    Northwestern Mutual Life
    Milwaukee, WI
  • 12/1998 → Present
    Greensboro, NC
  • 05/2010 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MSH HOLDINGS LLC, INVESTMENT-RELATED, 333 N. GREENE ST, GREENSBORO, NORTH CAROLINA, LEASE HOLDING FOR NORTHWESTERN MUTUAL OPERATION, VENDOR PAYEE RELATIONSHIPS, STARTED 1/1/2012, 100% OWNER. 3. 100% OWNER, HENEGAR DISTRICT NETWORK OFFICE, LLC, 333 N. GREENE STREET, GREENSBORO, , NORTH CAROLINA, 27401, UNITED STATES OF AMERICA, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 1/1/2012, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEASE HOLDING FOR THE NML OPERATION, VENDOR PAYEE RELATIONSHIPS. INVESTMENT RELATED. 4. INVESTOR, TRIAD BUSINESS BANK, 7027 ALBERT PICK RD, STE 103, GREENSBORO, , NORTH CAROLINA, 27409, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 10/01/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE- INVESTOR ONLY 5. BOARD MEMBER, STARMOUNT FORREST COUNTRY CLUB, 1 SAM SNEAD DRIVE, GREENSBORO, , NORTH CAROLINA, 27410, UNITED STATES OF AMERICA, PRIVATE, START DATE: 1/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER- PRESIDENT. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-02-17
  • S63 Uniform Securities Agent State Law Examination
    1999-02-17
Designations

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