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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-09 |
Branch Locations
641 Oakleaf Office Lane Suite 2, Memphis, TN 38117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Finacial Services Inc | St Paul | MN | 05/2016 | 10/2020 |
| Minnesota Life Insurance Co | St Paul | MN | 05/2016 | 10/2020 |
| Shoemaker Financial | Germantown | TN | 05/2016 | 10/2020 |
| Vining Sparks | Memphis | TN | 10/2020 | 04/2022 |
| Stifel, Nicolaus & Company, Incorporated | Memphis | TN | 04/2022 | Present |
1. HGCC Properties LLC; 9705 Frank Road, Germantown, TN 38139; Commercial real estate rental property; 50% Owner/member; Management of commercial rental properties; 09/01/2004; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Boy Scouts of America Troop 55; 4055 Poplar Ave Memphis, TN 38111; Boy Scout Troop; Treasurer; Manage troop bank account, dues collection and general bookkeeping; 08/02/2021; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-31 |
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