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626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-14 |
| AL | RA | APPROVED | 2021-03-08 |
Branch Locations
626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Huntsville | AL | 09/2011 | 03/2021 |
| Smith Thornton Advisors, Llc | Huntsville | AL | 03/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2021 | Present |
1. Smith Thornton Advisors, LLC 2. Investment related 3. 626 Clinton Ave West, Suit 100, Huntsville, AL 35801 4. RIA 5. Registered Client Service Associate 6. 3/1/2021 7. 104 hrs/mo 8. 84.5 hrs during trading 9. Client service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-26 |
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