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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-11 |
Branch Locations
200 Station Drive, Westwood, MA 02090 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 08/2010 | 11/2020 |
| Fidelity Investments | Millburn | NJ | 11/2020 | 09/2022 |
| Citizens Securities, Inc. | Springfield | NJ | 01/2023 | Present |
| Us Air Force Reserve (Active Duty For Trng) | Joint Base Mcguire-Dix-Lakehurst | NJ | 11/2022 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-15 |
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