Carl Martin Ostergaard

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 11/2020
  Ubs Financial Services Inc
  Weehawken, NJ
• 11/2020 → 09/2022
  Fidelity Investments
  Millburn, NJ
• 01/2023 → Present
  Citizens Securities, Inc.
  Springfield, NJ
• 11/2022 → 12/2022
  Us Air Force Reserve (Active Duty For Trng)
  Joint Base Mcguire-Dix-Lakehurst, NJ

Previous Registrations

• 2020-12-16 → 2022-09-17
  Fidelity Personal And Workplace Advisors
  Millburn, NJ
• 2010-08-11 → 2020-12-09
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
• 2005-11-08 → 2010-08-09
  Chase Investment Services Corp.
  Greenwich, CT
  Fairfield, CT
  Fairfield, CT
  Fairfield, CT
  Greenwich, CT
  Stratford, CT
  Bridgeport, CT
  Bethel, CT
  Bridgeport, CT
  Bridgeport, CT
  Danbury, CT
  Greenwich, CT
  Greenwich, CT
  Greenwich, CT
  Greenwich, CT
  Milford, CT
  New Canaan, CT
  Stamford, CT
  Stratford, CT
  Trumbull, CT
  Danbury, CT
  Darien, CT
  Monroe, CT
  New Haven, CT
  Newtown, CT
  Norwalk, CT
  Stamford, CT
  Trumbull, CT
  Westport, CT
  Westport, CT
  Wilton, CT
  Wilton, CT
  New Haven, CT
  Old Greenwich, CT
  Ridgefield, CT
  Riverside, CT
  Shelton, CT
  Southport, CT
  Bridgeport, CT
  Greenwich, CT
  New York, NY
  Danbury, CT
  Greenwich, CT
  Stamford, CT
  Shelton, CT
  Newtown, CT
  Westport, CT
  Orange, CT
  Darien, CT
  Fairfield, CT
  Greenvale, NY
  New York, NY
• 2002-07-31 → 2006-01-11
  Ameriprise Financial Services, Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-13
• S63 Uniform Securities Agent State Law Examination
  2000-02-15

Other Names

• Carl Martin Ostergaard
• Carl Ostergaard
• Carl Martin Ostergaard