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5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-02 |
Branch Locations
4600 South Ulster St. Suite 900, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cbiz | Denver | CO | 06/2026 | Present |
| Unemployed | Denver | CO | 12/2025 | 06/2026 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2015 | 12/2020 |
| Mml Distributors, Llc | Westminster | CO | 07/2015 | 12/2020 |
| The Prudential Insurance Company Of America | Littleton | CO | 03/2021 | 09/2021 |
| Prudential Investment Management Services Llc | Littleton | CO | 03/2021 | 09/2021 |
| Valic Financial Advisors, Inc. | Houston | TX | 10/2021 | 01/2023 |
| Transamerica Life Insurance Company | Littleton | CO | 12/2022 | 12/2025 |
| Transamerica Investors Securities Corporation | Littleton | CO | 01/2023 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-30 |
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