John Fiske Faustino

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 06/2018
  Various Insurance Carriers For W&R Insurance Agencies
  San Diego, CA
• 12/2009 → 06/2018
  Waddell & Reed, Inc.
  San Diego, CA
• 11/2011 → 06/2018
  John Burnham Insurance
  San Diego, CA
• 12/2012 → 06/2018
  Kiwanis Club Of Poway
  Poway, CA
• 06/2018 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2010-01-05 → 2018-06-13
  Waddell & Reed
  Irvine, CA
  San Diego, CA
  Riverside, CA
• 2009-01-12 → 2009-11-11
  Ernst & Young Investment Advisers Llp
  San Diego, CA
• 2009-01-02 → 2009-01-26
  Voya Financial Advisors, Inc.
  Fullerton, CA
  Poway, CA
• 2006-07-28 → 2008-08-04
  Centaurus Financial, Inc.
  Anaheim, CA
  Poway, CA
• 2002-10-21 → 2006-07-31
  Cantella & Co., Inc.
  Poway, CA
  Malden, MA
• 2000-05-09 → 2002-10-30
  Equitable Advisors, Llc
  San Diego, CA

Other Businesses

1)06/05/2018 - Non-Profit Board Member - Kiwanis Club of Poway - 1% - POWAY, CA 92074

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-05
• S63 Uniform Securities Agent State Law Examination
  1998-09-23

Other Names

• John Faustino